0000922907-13-000054.txt : 20130206 0000922907-13-000054.hdr.sgml : 20130206 20130206152625 ACCESSION NUMBER: 0000922907-13-000054 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130206 DATE AS OF CHANGE: 20130206 GROUP MEMBERS: JAYHAWK PRIVATE EQUITY GP II L.P. GROUP MEMBERS: JAYHAWK PRIVATE EQUITY LLC GROUP MEMBERS: KENT C. MCCARTHY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Sino Gas International Holdings, Inc. CENTRAL INDEX KEY: 0001326364 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 320028823 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81992 FILM NUMBER: 13577598 BUSINESS ADDRESS: STREET 1: NO. 18 ZHONG GUAN CUN DONG ST. STREET 2: HAIDIAN DISTRICT CITY: BEIJING, STATE: F4 ZIP: 100083 BUSINESS PHONE: 011-86-10-82600527 MAIL ADDRESS: STREET 1: NO. 18 ZHONG GUAN CUN DONG ST. STREET 2: HAIDIAN DISTRICT CITY: BEIJING, STATE: F4 ZIP: 100083 FORMER COMPANY: FORMER CONFORMED NAME: Dolce Ventures, Inc DATE OF NAME CHANGE: 20050506 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JAYHAWK PRIVATE EQUITY FUND II LP CENTRAL INDEX KEY: 0001427940 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 5410 WEST 61ST PLACE STREET 2: SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 BUSINESS PHONE: 913-642-2611 MAIL ADDRESS: STREET 1: 5410 WEST 61ST PLACE STREET 2: SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 SC 13G/A 1 schedule13ga_020513.htm schedule13ga_020513.htm
 
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549
  
       
 
SCHEDULE 13G/A
Amendment No. 1
  
 
Under the Securities Exchange Act of 1934*
  
     
  Sino Gas International Holdings, Inc.  
  (Name of Issuer)  
     
  Common Stock, par value $0.001 per share  
  (Title of Class of Securities)  
     
 
82935T104
  
 
(CUSIP Number)
  
     
  December 31, 2012  
  (Date of Event Which Requires Filing of this Statement)  
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[   ]           Rule 13d-1(b)
[X]           Rule 13d-1(c)
[   ]           Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).

 
 
 
 
 

 
 
CUSIP No.   82935T104
    
 

 
1
 
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON  (entities only)
Jayhawk Private Equity Fund II, L.P. (26-1692972)
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)  [   ]
(b)  [X]
 
3
 
SEC USE ONLY
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
 
5
 
SOLE VOTING POWER
0
 
6
 
SHARED VOTING POWER
0
 
7
 
SOLE DISPOSITIVE POWER
0
 
8
 
SHARED DISPOSITIVE POWER
0
 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions)  [   ]
Not Applicable
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%
 
12
 
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
 
 



 
1
 


 
 
CUSIP No.   82935T104
    
 
 
 
1
 
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON  (entities only)
Jayhawk Private Equity GP II, L.P. (26-1692915)
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)  [   ]
(b)  [X]
 
3
 
SEC USE ONLY
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
 
5
 
SOLE VOTING POWER
0
 
6
 
SHARED VOTING POWER
0
 
7
 
SOLE DISPOSITIVE POWER
0
 
8
 
SHARED DISPOSITIVE POWER
0
 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions)  [   ]
Not Applicable
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%
 
12
 
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN



 
2
 


 
 
CUSIP No.   82935T104
    

 
1
 
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON  (entities only)
Jayhawk Private Equity, LLC (26-1692786)
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)  [   ]
(b)  [X]
 
3
 
SEC USE ONLY
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
 
5
 
SOLE VOTING POWER
0
 
6
 
SHARED VOTING POWER
0
 
7
 
SOLE DISPOSITIVE POWER
0
 
8
 
SHARED DISPOSITIVE POWER
0
 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions)  [   ]
Not Applicable
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%
 
12
 
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO

 
 





 
3
 



 
 
CUSIP No.   82935T104
    

 
 
1
 
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON  (entities only)
Kent C. McCarthy
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)  [   ]
(b)  [X]
 
3
 
SEC USE ONLY
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
 
5
 
SOLE VOTING POWER
0
 
6
 
SHARED VOTING POWER
0
 
7
 
SOLE DISPOSITIVE POWER
0
 
8
 
SHARED DISPOSITIVE POWER
0
 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions)  [   ]
Not Applicable
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%
 
12
 
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN

 
 

 
4
 



Item 4
Ownership:

The information below is as of the date of December 31, 2012.

(a)  Amount beneficially owned:
1.  Jayhawk Private Equity Fund II, L.P.: 0
2.  Jayhawk Private Equity GP II, L.P.: 0
3.  Jayhawk Private Equity, LLC: 0
4.  Kent C. McCarthy: 0

(b)  Percent of class:
1.  Jayhawk Private Equity Fund II, L.P.: 0%
2.  Jayhawk Private Equity GP II, L.P.: 0%
3.  Jayhawk Private Equity, LLC: 0%
4.  Kent C. McCarthy: 0%

(c)  Number of shares as to which the person has:

(i)      Sole power to vote or to direct the vote:
1.  Jayhawk Private Equity Fund II, L.P.: 0
2.  Jayhawk Private Equity GP II, L.P.: 0
3.  Jayhawk Private Equity, LLC: 0
4.  Kent C. McCarthy: 0

(ii)    Shared power to vote or direct the vote:                                                                      
1.  Jayhawk Private Equity Fund II, L.P.: 0
2.  Jayhawk Private Equity GP II, L.P.: 0
3.  Jayhawk Private Equity, LLC: 0
4.  Kent C. McCarthy: 0

(iii)   Sole power to dispose or to direct the disposition of:
1.  Jayhawk Private Equity Fund II, L.P.: 0
2.  Jayhawk Private Equity GP II, L.P.: 0
3.  Jayhawk Private Equity, LLC: 0
4.  Kent C. McCarthy: 0

(iv)  Shared power to dispose or to direct the disposition of:
1.  Jayhawk Private Equity Fund II, L.P.: 0
2.  Jayhawk Private Equity GP II, L.P.: 0
3.  Jayhawk Private Equity, LLC: 0
4.  Kent C. McCarthy: 0

Item 5      Ownership of Five Percent or Less of a Class:

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5% of the class of securities, check the following:  [ X ]

Item 10    Certification:

By signing below each party certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 
5
 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, the parties below certify that the information set forth in this statement is true, complete and correct.

Dated:
February 6, 2013
 
       
      /s/ Kent C. McCarthy  
   
Kent C. McCarthy
  
       

 
Jayhawk Private Equity, LLC
  
       
 
By:
 /s/ Kent C. McCarthy
  
  Name:
Kent C. McCarthy
  
  Title:
Manager
  

 
 
Jayhawk Private Equity GP II, L.P.
  
       
 
By:
Jayhawk Private Equity, LLC
Its general partner                                            
  
 
  By:  /s/ Kent C. McCarthy  
   
Name:  Kent C. McCarthy
  
   
Title:    Manager
  

 
Jayhawk Private Equity Fund II, L.P.
  
       
 
 
By:  Jayhawk Private Equity GP, II, L.P.
    Its general partner
 
By:  Jayhawk Private Equity, LLC
    Its general partner
                                           
  
  By:  /s/ Kent C. McCarthy  
   
Name:  Kent C. McCarthy
  
   
Title:    Manager
  
 
 
 
 
 
 
 
 
 


 
6
 

 
Exhibit A

 
AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G/A (including amendments thereto) with respect to the Common Stock, par value $0.001 per share, of Sino Gas International Holdings, Inc., and further agree that this Agreement be included as an exhibit to such filings.

In evidence whereof, the undersigned have caused this Agreement to be executed on their behalf this 6th day of February, 2013.
 
       
      /s/ Kent C. McCarthy  
   
Kent C. McCarthy
  
       

 
Jayhawk Private Equity, LLC
  
       
 
By:
 /s/ Kent C. McCarthy
  
  Name:
Kent C. McCarthy
  
  Title:
Manager
  

 
 
Jayhawk Private Equity GP II, L.P.
  
       
 
By:
Jayhawk Private Equity, LLC
Its general partner                                            
  
 
  By:  /s/ Kent C. McCarthy  
   
Name:  Kent C. McCarthy
  
   
Title:    Manager
  

 
Jayhawk Private Equity Fund II, L.P.
  
       
 
 
By:  Jayhawk Private Equity GP, II, L.P.
    Its general partner
 
By:  Jayhawk Private Equity, LLC
    Its general partner
                                           
  
  By:  /s/ Kent C. McCarthy  
   
Name:  Kent C. McCarthy
  
   
Title:    Manager